Filing Details
- Accession Number:
- 0001209191-17-037408
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-06-02 18:01:26
- Reporting Period:
- 2017-06-01
- Filing Date:
- 2017-06-02
- Accepted Time:
- 2017-06-02 18:01:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1575515 | Sprouts Farmers Market Inc. | SFM | Retail-Grocery Stores (5411) | 320331600 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1686510 | J Dan Sanders | 5455 East High Street Suite 111 Phoenix AZ 85054 | Chief Operations Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 Per Share | Disposition | 2017-06-01 | 815 | $24.18 | 36,771 | No | 4 | S | Direct | |
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2017-06-01 | 21,161 | $20.98 | 57,932 | No | 4 | M | Direct | |
Common Stock, Par Value $0.001 Per Share | Disposition | 2017-06-01 | 21,161 | $24.23 | 36,771 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 Per Share | Stock Option (right to buy) | Disposition | 2017-06-01 | 21,161 | $0.00 | 21,161 | $20.98 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
15,117 | 2022-08-11 | No | 4 | M | Direct |
Footnotes
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.21 to $24.25 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Amount consists of 36,771 shares of restricted stock. Each share of restricted stock represents the right to receive, upon vesting, one share of common stock. 1,628 shares of restricted stock will vest evenly on March 4, 2018 and March 4, 2019. 35,143 shares of restricted stock will vest over three years, with one-third vesting on March 3, 2018; one-third vesting on March 3, 2019; and the remaining one-third vesting on March 3, 2020. All such vests assume continued employment through the applicable dates.
- The remaining options become exercisable in five equal quarterly installments at the end of each calendar quarter beginning June 30, 2017 and continuing through June 30, 2018.