Filing Details
- Accession Number:
- 0001493152-17-006147
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-06-02 17:45:20
- Reporting Period:
- 2017-06-01
- Filing Date:
- 2017-06-02
- Accepted Time:
- 2017-06-02 17:45:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
946454 | Ballantyne Strong Inc. | BTN | Photographic Equipment & Supplies (3861) | 470587703 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1619991 | Kyle Cerminara | 11422 Miracle Hills Drive, Suite 300 Omaha NE 68154 | Ceo And Chairman | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-06-01 | 6,000 | $6.60 | 6,000 | No | 4 | P | Indirect | By 401(k) Plan |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By 401(k) Plan |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 182,728 | Direct | |
Common Stock | 11,220 | Indirect | By Spouse |
Common Stock | 4,220 | Indirect | By Minor Children |
Common Stock | 2,324,048 | Indirect | Fundamental Global |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options (Right to Buy) | $4.33 | 2025-11-22 | 60,000 | 60,000 | Direct | |
Common Stock | Stock Options (Right to Buy) | $6.50 | 2027-02-28 | 60,000 | 60,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2025-11-22 | 60,000 | 60,000 | Direct |
2027-02-28 | 60,000 | 60,000 | Direct |
Footnotes
- Held by the Fundamental Global entities. Due to his positions with Fundamental Global Investors, LLC and other Fundamental Global entities, Mr. Cerminara may be deemed to be a beneficial owner of the shares of Common Stock held by Fundamental Global. Mr. Cerminara disclaims beneficial ownership of the shares referred to herein except to the extent of his pecuniary interest therein.
- Stock Options granted under the Company's 2010 Long-Term Incentive Plan. Stock Options become exercisable 1/5 each year beginning on the first anniversary of the grant date.