Filing Details

Accession Number:
0001593968-17-000760
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-06-02 17:13:18
Reporting Period:
2017-06-01
Filing Date:
2017-06-02
Accepted Time:
2017-06-02 17:13:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1466026 Midland States Bancorp Inc. MSBI State Commercial Banks (6022) 371233196
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1526238 S. Jeffrey Mefford 1201 Network Centre Dr.
Effingham IL 62401
Evp-Banking No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-06-01 25,000 $34.57 17,418 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Option (right to buy) $18.16 2020-12-06 9,520 9,520 Direct
Common Stock Option (right to buy) $16.00 2022-12-13 5,500 5,500 Direct
Common Stock Option (right to buy) $23.00 2025-11-03 10,702 10,702 Direct
Common Stock Option (right to buy) $16.59 2023-12-10 6,661 6,661 Direct
Common Stock Option (right to buy) $21.00 2024-12-02 7,885 7,885 Direct
Common Stock Option (right to buy) $14.70 2018-05-05 7,000 7,000 Direct
Common Stock Option (right to buy) $15.20 2019-12-31 7,500 7,500 Direct
Common Stock Option (right to buy) $14.75 2021-12-16 5,559 5,559 Direct
Common Stock Option (right to buy) $11.75 2019-06-22 12,756 12,756 Direct
Common Stock Option (right to buy) $18.00 2024-08-05 10,000 10,000 Direct
Common Stock Option (right to buy) $28.59 2026-11-16 5,341 5,341 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2020-12-06 9,520 9,520 Direct
2022-12-13 5,500 5,500 Direct
2025-11-03 10,702 10,702 Direct
2023-12-10 6,661 6,661 Direct
2024-12-02 7,885 7,885 Direct
2018-05-05 7,000 7,000 Direct
2019-12-31 7,500 7,500 Direct
2021-12-16 5,559 5,559 Direct
2019-06-22 12,756 12,756 Direct
2024-08-05 10,000 10,000 Direct
2026-11-16 5,341 5,341 Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.50 - 34.80 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote 1 to this form.
  2. These options vest in four equal annual installments beginning one year after the 12/06/2010 date of grant.
  3. These options vest in four equal annual installments beginning one year after the 12/13/2012 date of grant.
  4. These options vest in four equal annual installments beginning one year after the 11/03/2015 date of grant.
  5. These options vest in four equal annual installments beginning one year after the 12/10/2013 date of grant.
  6. These options vest in four equal annual installments beginning one year after the 12/02/2014 date of grant.
  7. These options vest in four equal annual installments beginning one year after the 05/05/2008 date of grant.
  8. These options vest in four equal annual installments beginning one year after the 12/31/2009 date of grant.
  9. These options vest in four equal annual installments beginning one year after the 12/16/2011 date of grant.
  10. These options vest in four equal annual installments beginning one year after the 06/22/2009 date of grant.
  11. Such options will vest on 12/31/2017 if specific performance metrics are satisfied, as determined by the Board of Directors.
  12. These options vest in four equal annual installments beginning one year after the 11/16/2016 date of grant.