Filing Details

Accession Number:
0001078271-17-000013
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-06-02 16:46:05
Reporting Period:
2017-05-31
Filing Date:
2017-06-02
Accepted Time:
2017-06-02 16:46:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1078271 Extreme Networks Inc EXTR Computer Communications Equipment (3576) 770430270
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1641247 J Robert Gault 6480 Via Del Oro
San Jose CA 95119
Evp Worldwide Sales Services A No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-05-31 46,444 $2.51 200,482 No 4 M Direct
Common Stock Disposition 2017-05-31 46,444 $9.53 154,038 No 4 S Direct
Common Stock Acquisiton 2017-05-31 13,972 $2.51 168,010 No 4 M Direct
Common Stock Disposition 2017-05-31 13,972 $9.58 154,038 No 4 S Direct
Common Stock Disposition 2017-05-31 42,153 $9.53 111,885 No 4 S Direct
Common Stock Disposition 2017-05-31 32,685 $9.56 79,200 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2017-05-31 46,444 $0.00 46,444 $2.51
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2017-05-31 13,972 $0.00 13,972 $2.51
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
53,556 2015-12-15 2022-05-08 No 4 M Direct
39,584 2015-12-15 2022-05-08 No 4 M Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from 9.55 to 9.61 The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  2. This transaction was executed in multiple trades at prices ranging from 9.55 to 9.605 The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  3. Option is exercisable as vested; 1/4 vests one year from date of hire and then 1/48 vests on each full month thereafter until fully vested, so long as the optionee's employment has not terminated.