Filing Details
- Accession Number:
- 0001140361-17-023576
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-06-02 16:24:31
- Reporting Period:
- 2017-02-28
- Filing Date:
- 2017-06-02
- Accepted Time:
- 2017-06-02 16:24:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1371446 | Fbr & Co. | FBRC | Security Brokers, Dealers & Flotation Companies (6211) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1418470 | Frederick William Strome | 1300 North 17Th Street 14Th Floor Arlington VA 22209 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-02-28 | 75 | $18.20 | 18,647 | No | 4 | L | Direct | |
| Common Stock | Acquisiton | 2017-05-31 | 5,271 | $10.09 | 23,918 | No | 4 | P | Direct | |
| Common Stock | Disposition | 2017-06-01 | 23,918 | $0.00 | 0 | No | 4 | D | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | L | Direct | |
| No | 4 | P | Direct | |
| No | 4 | D | Direct |
Footnotes
- Shares acquired under brokerage dividend reinvestment plan.
- Represents 12,259 shares of issuer common stock and 11,659 restricted stock units ("RSU"s) disposed of pursuant to merger agreement between issuer and B. Riley Financial, Inc. in exchange for shares of B. Riley Financial, Inc. common stock and B. Riley Financial, Inc. RSUs at an exchange ratio of 0.671. B. Riley Financial, Inc. common stock had a closing market value of $14.70 per share on the effective date of the merger.
Billionaire Hedge Funds
