Filing Details
- Accession Number:
- 0001683168-17-001481
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-06-02 16:19:37
- Reporting Period:
- 2017-05-31
- Filing Date:
- 2017-06-02
- Accepted Time:
- 2017-06-02 16:19:37
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1158114 | Applied Optoelectronics Inc. | AAOI | Semiconductors & Related Devices (3674) | 760533927 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1587419 | H William Yeh | C/O Applied Optoelectronics, Inc. 13139 Jess Pirtle Blvd. Sugar Land TX 77478 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $.001 Par Value | Disposition | 2017-05-31 | 10,000 | $71.01 | 71,167 | No | 4 | S | Direct | |
| Common Stock, $.001 Par Value | Disposition | 2017-05-31 | 10,000 | $71.30 | 61,167 | No | 4 | S | Direct | |
| Common Stock, $.001 Par Value | Disposition | 2017-06-02 | 10,000 | $74.06 | 51,167 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- The shares were sold in multiple transactions on May 31, 2017 at an actual sale price ranging from $71.00 to $71.16 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The shares were sold in multiple transactions on May 31, 2017 at an actual sale price ranging from $71.26 to $71.31 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The shares were sold in multiple transactions on June 2, 2017 at an actual sale price ranging from $73.80 to $74.32 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
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