Filing Details
- Accession Number:
- 0001140361-17-023527
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-06-02 15:37:02
- Reporting Period:
- 2017-05-31
- Filing Date:
- 2017-06-02
- Accepted Time:
- 2017-06-02 15:37:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 67347 | Modine Manufacturing Co | MOD | Motor Vehicle Parts & Accessories (3714) | 390482000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1551285 | D Scott Wollenberg | 1500 Dekoven Ave. Racine WI 53403 | Vp - Americas | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2017-05-31 | 1,153 | $15.20 | 57,041 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2017-06-01 | 8,679 | $0.00 | 65,720 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2017-06-01 | 5,736 | $5.75 | 71,456 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-06-01 | 5,736 | $15.95 | 65,720 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | A | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee stock option | Acquisiton | 2017-06-01 | 9,434 | $0.00 | 9,434 | $15.90 |
| Common Stock | Employee stock option | Disposition | 2017-06-01 | 5,736 | $0.00 | 5,736 | $5.75 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 9,434 | 2027-06-01 | No | 4 | A | Direct | |
| 0 | 2022-06-05 | No | 4 | M | Direct |
Footnotes
- Shares disposed of in a private transaction to cover tax withholding.
- This total includes 915 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.
- This is an award of restricted stock units which will vest in four equal annual installments commencing on 6/1/18. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.
- This option will vest in four equal annual installments commencing on 6/1/18.
- This option vested in four equal installments on June 5, 2013, 2014, 2015, and 2016.
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