Filing Details
- Accession Number:
- 0001209191-17-036963
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-06-01 20:10:57
- Reporting Period:
- 2017-05-31
- Filing Date:
- 2017-06-01
- Accepted Time:
- 2017-06-01 20:10:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1045609 | Prologis Inc. | PLD | Real Estate Investment Trusts (6798) | 943281941 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1202548 | R Hamid Moghadam | C/O Prologis, Inc. Pier 1, Bay 1 San Francisco CA 94111 | Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-05-31 | 3,267 | $32.95 | 3,267 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-05-31 | 3,267 | $56.00 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-06-01 | 10,800 | $32.95 | 10,800 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-06-01 | 10,800 | $56.00 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | NQ Stock Options | Disposition | 2017-05-31 | 3,267 | $0.00 | 3,267 | $32.95 |
| Common Stock | NQ Stock Options | Disposition | 2017-06-01 | 10,800 | $0.00 | 10,800 | $32.95 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 81,902 | 2021-02-02 | No | 4 | M | Direct | |
| 71,102 | 2021-02-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 982,414 | Indirect | Rabbi Trust |
| Common Stock | 803,945 | Indirect | Rabbi Trust |
| Common Stock | 1,939,089 | Indirect | Trust |
| Common Stock | 131,775 | Indirect | Trust |
Footnotes
- Held indirectly through a rabbi trust pursuant to our NQDC plans.
- Held indirectly through a rabbi trust pursuant to the AMB Property Corporation 2011 Notional Account Deferred Compensation Plan.
- Held indirectly in a trust FBO the reporting person with the reporting person and his spouse as sole trustees.
- Held indirectly in a trust with the reporting person as trustee.
- THE OPTION EXERCISE COVERED BY THIS FORM 4 WAS CONDUCTED PURSUANT TO AND IN ACCORDANCE WITH A 10B5-1 PLAN DATED FEBRUARY 24, 2017.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.00 to $56.01. The reporting person undertakes to provide to Prologis, Inc., any security holder of Prologis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.00 to $56.005. The reporting person undertakes to provide to Prologis, Inc., any security holder of Prologis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price.
- Options issued under the 2002 Stock Option and Incentive Plan which became fully vested on January 1, 2012 and February 1, 2014.
- Options issued under the 2002 Stock Option and Incentive Plan which became fully vested on February 1, 2014.
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