Filing Details
- Accession Number:
- 0001140361-17-023336
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-06-01 17:13:14
- Reporting Period:
- 2017-05-31
- Filing Date:
- 2017-06-01
- Accepted Time:
- 2017-06-01 17:13:14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1512499 | Lindblad Expeditions Holdings Inc. | LIND | Transportation Services (4700) | 274749725 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1639280 | Ian Rogers | 96 Morton Street New York NY 10014 | Coo And Vp | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2017-05-31 | 11,679 | $9.50 | 295,029 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-06-01 | 100 | $10.00 | 294,929 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- Represents shares sold pursuant to a Rule 10b5-1 trading plan.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $9.50 to $9.51, inclusive. The Reporting Person undertakes to provide Lindblad Expeditions Holdings, Inc., any security holder of Lindblad Expeditions Holdings, Inc., or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.