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Filing Details

Accession Number:: 0000899243-17-014998
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-06-01 17:02:29
Reporting Period:: 2017-05-30

Filing Date:: 2017-06-01
Accepted Time:: 2017-06-01 17:02:29
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1320854	Freightcar America Inc.	RAIL	Railroad Equipment (3743)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1443910	W. Theodore Baun	Two North Riverside Plaza Suite 1300 Chicago IL 60606	Chief Commercial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2017-05-30	4,481	$17.25	14,502	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Performance shares	$0.00		5,800	5,800	Direct
Common Stock	Employee Stock Option (right to buy)	$25.55	2024-01-15	14,575	14,575	Direct
Common Stock	Employee Stock Option (right to buy)	$24.56	2023-01-18	8,300	8,300	Direct
Common Stock	Employee Stock Option (right to buy)	$23.40	2022-01-12	16,400	16,400	Direct
Common Stock	Employee Stock Option (right to buy)	$29.88	2021-01-13	10,600	10,600	Direct
Common Stock	Employee Stock Option (right to buy)	$20.69	2020-02-23	7,250	7,250	Direct
Common Stock	Employee Stock Option (right to buy)	$17.84	2019-05-12	1,000	1,000	Direct
Common Stock	Employee Stock Option (right to buy)	$30.47	2018-01-13	1,650	1,650	Direct
Common Stock	Performance shares	$0.00		3,527	3,527	Direct
Common Stock	Performance shares	$0.00		5,108	5,108	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	5,800	5,800	Direct
2024-01-15	14,575	14,575	Direct
2023-01-18	8,300	8,300	Direct
2022-01-12	16,400	16,400	Direct
2021-01-13	10,600	10,600	Direct
2020-02-23	7,250	7,250	Direct
2019-05-12	1,000	1,000	Direct
2018-01-13	1,650	1,650	Direct
	3,527	3,527	Direct
	5,108	5,108	Direct

Footnotes

Each performance share represents the right to receive, at settlement, one share of common stock subject to the Issuer's achievement of performance goals.
Vesting of these performance shares depends on the Issuer's annual return on invested capital and basic earnings per share from January 1, 2017 through December 31, 2019. The target number of performance shares is reported. Between 0% and 200% of the target number of shares may vest on December 31, 2019, with the vesting percentage determined based on actual performance.
On January 15, 2014 the recipient was granted 14,575 options which are fully vested and currently exercisable.
On January 18, 2013, the recipient was granted 8,300 options which are fully vested and currently exercisable.
On January 12, 2012, the recipient was granted 16,400 options which are fully vested and currently exercisable.
On January 13, 2011, the recipient was granted 10,600 options which are fully vested and currently exercisable.
On February 23, 2010, the recipient was granted 7,250 options which are fully vested and currently exercisable.
On May 12, 2009, the recipient was granted 1,000 options which are fully vested and currently exercisable.
On January 13, 2008, the recipient was granted 1,650 options which are fully vested and currently exercisable.
Each performance share represents the right to receive, at settlement, one share of common stock subject to the Issuer's achievement of performance goals.
Vesting of these performance shares depends on the Issuer's annual return on invested capital and basic earnings per share from January 1, 2015 through December 31, 2017. The target number of performance shares is reported. Between 0% and 200% of the target number of shares may vest on December 31, 2017, with the vesting percentage determined based on actual performance.
Each performance share represents the right to receive, at settlement, one share of common stock subject to the Issuer's achievement of performance goals.
Vesting of these performance shares depends on the Issuer's annual return on invested capital and basic earnings per share from January 1, 2016 through December 31, 2018. The target number of performance shares is reported. Between 0% and 200% of the target number of shares may vest on December 31, 2018, with the vesting percentage determined based on actual performance.