Filing Details
- Accession Number:
- 0001209191-17-036625
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-31 21:27:29
- Reporting Period:
- 2017-05-24
- Filing Date:
- 2017-05-31
- Accepted Time:
- 2017-05-31 21:27:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1326732 | Xencor Inc | XNCR | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1225503 | A L Bruce Carter | C/O Xencor, Inc. 111 West Lemon Avenue Monrovia CA 91016 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-05-24 | 76,744 | $0.59 | 83,344 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-05-26 | 11,518 | $22.21 | 71,826 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-05-26 | 882 | $22.04 | 70,944 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2017-05-24 | 76,744 | $0.00 | 76,744 | $0.59 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-09-29 | No | 4 | M | Direct |
Footnotes
- The stock option is fully vested and exercisable.
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