Filing Details
- Accession Number:
- 0001506973-17-000008
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-31 19:49:43
- Reporting Period:
- 2017-05-26
- Filing Date:
- 2017-05-31
- Accepted Time:
- 2017-05-31 19:49:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1492691 | Swift Transportation Co | SWFT | Trucking (No Local) (4213) | 205589597 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1506973 | M Cary Flanagan | C/O Swift Transportation Company 2200 South 75Th Avenue Phoenix AZ 85043 | Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2017-05-26 | 2,454 | $17.17 | 6,743 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2017-05-26 | 2,454 | $23.93 | 4,289 | No | 4 | S | Direct | |
Class A Common Stock, Restricted Stock Unit | Acquisiton | 2017-05-26 | 2,303 | $23.81 | 6,592 | No | 4 | A | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | A | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Employee Stock Option (Right-to-buy) | Disposition | 2017-05-26 | 2,454 | $0.00 | 2,454 | $17.17 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2023-05-21 | No | 4 | M | Direct |
Footnotes
- Represents an award of Restricted Stock Units granted under the Issuer's 2014 Omnibus Incentive Plan (the "Plan"). Pursuant to the Restricted Stock Unit Notice (the "Agreement"), each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Class A common stock, subject to certain acceleration, forfeiture and termination provisions. The Restricted Stock Units vest in three equal installments over a three-year period beginning with the first anniversary from the grant date. Additionally, the accelerated vesting provisions included within the Agreement or the Plan do not apply to the consummation of the transaction contemplated by the Agreement and Plan of Merger by and Among the Company, Bishop Merger Sub., Inc. and Knight Transportation, Inc. dated as of April 9, 2017 (the "Merger Agreement").
- Represents a grant of 2,454 options on May 21, 2013, all of which were vested and exercisable on May 21,2016. Upon exercise, the options convert to the Issuer's Class A common stock on a one-to-one basis.