Filing Details

Accession Number:
0001618732-17-000055
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-05-31 17:58:28
Reporting Period:
2017-05-28
Filing Date:
2017-05-31
Accepted Time:
2017-05-31 17:58:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1618732 Nutanix Inc. NTNX Services-Prepackaged Software (7372) 270989767
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1685524 David Sangster C/O Nutanix, Inc.
1740 Technology Drive, Suite 150
San Jose CA 95110
Evp, Operations No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2017-05-28 37,500 $0.00 139,500 No 4 M Direct
Class A Common Stock Acquisiton 2017-05-30 27,000 $3.20 166,500 No 4 M Direct
Class A Common Stock Disposition 2017-05-30 27,000 $19.04 139,500 No 4 S Direct
Class A Common Stock Disposition 2017-05-31 21,414 $18.42 118,086 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Restricted Stock Units Disposition 2017-05-28 37,500 $0.00 37,500 $0.00
Class A Common Stock Employee Stock Option (right to buy) Disposition 2017-05-30 27,000 $0.00 27,000 $3.20
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
112,500 No 4 M Direct
340,000 2024-05-19 No 4 M Direct
Footnotes
  1. The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.
  2. The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $18.75 to $19.75. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.
  3. Represents shares sold to cover the tax liability arising from the vesting of Reporting Persons's Restricted Stock Units, or RSUs.
  4. Each RSU represents a contingent right to receive one share of Issuer common stock.
  5. On May 28, 2017, 37,500 RSUs vested and became issuable and the remaining RSUs shall vest in 9 equal quarterly installments beginning on June 15, 2017.
  6. The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 48 equal monthly installments beginning on May 1, 2015.