Filing Details
- Accession Number:
- 0001618732-17-000055
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-31 17:58:28
- Reporting Period:
- 2017-05-28
- Filing Date:
- 2017-05-31
- Accepted Time:
- 2017-05-31 17:58:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1618732 | Nutanix Inc. | NTNX | Services-Prepackaged Software (7372) | 270989767 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1685524 | David Sangster | C/O Nutanix, Inc. 1740 Technology Drive, Suite 150 San Jose CA 95110 | Evp, Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2017-05-28 | 37,500 | $0.00 | 139,500 | No | 4 | M | Direct | |
Class A Common Stock | Acquisiton | 2017-05-30 | 27,000 | $3.20 | 166,500 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2017-05-30 | 27,000 | $19.04 | 139,500 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2017-05-31 | 21,414 | $18.42 | 118,086 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | F | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Restricted Stock Units | Disposition | 2017-05-28 | 37,500 | $0.00 | 37,500 | $0.00 |
Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-05-30 | 27,000 | $0.00 | 27,000 | $3.20 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
112,500 | No | 4 | M | Direct | ||
340,000 | 2024-05-19 | No | 4 | M | Direct |
Footnotes
- The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.
- The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $18.75 to $19.75. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.
- Represents shares sold to cover the tax liability arising from the vesting of Reporting Persons's Restricted Stock Units, or RSUs.
- Each RSU represents a contingent right to receive one share of Issuer common stock.
- On May 28, 2017, 37,500 RSUs vested and became issuable and the remaining RSUs shall vest in 9 equal quarterly installments beginning on June 15, 2017.
- The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 48 equal monthly installments beginning on May 1, 2015.