Filing Details
- Accession Number:
- 0001209191-17-036489
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-31 16:54:52
- Reporting Period:
- 2017-05-26
- Filing Date:
- 2017-05-31
- Accepted Time:
- 2017-05-31 16:54:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1024657 | West Corp | WSTC | Services-Business Services, Nec (7389) | 470777362 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1572427 | J. Rodney Kempkes | West Corporation 11808 Miracle Hills Drive Omaha NE 68154 | Chief Administrative Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2017-05-30 | 1,160 | $23.15 | 62,275 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Units | Acquisiton | 2017-05-26 | 116 | $23.16 | 116 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
94,866 | No | 4 | A | Direct |
Footnotes
- These shares were sold pursuant to a pre-arranged trading plan in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.13 to$23.16, inclusive. The reporting person undertakes to provide to West Corporation, any security holder of West Corporation, or the staff of theSecurities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within therange set forth in footnote (2) to this Form 4.
- These stock units were granted under the Issuer's Nonqualified Deferred Compensation Plan (the "Plan") and represent notional equity interestsin the Issuer credited to the filing person's deferred compensation account. Each stock unit is the economic equivalent of one share of theIssuer's Common Stock. The Issuer matches 50% of any amounts invested in stock units, subject to vesting as set forth in the Plan. These stockunits become payable, through the issuance of shares of the Issuer's Common Stock (or the cash equivalent thereof), on the date specified bythe filing person, which can be no earlier than five years following the year of deferral associated with such stock units or, if earlier, six monthsafter the date the filing person separates from service with the Issuer or the date of death of the filing person.