Filing Details
- Accession Number:
- 0001209191-17-036477
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-31 16:49:17
- Reporting Period:
- 2017-05-26
- Filing Date:
- 2017-05-31
- Accepted Time:
- 2017-05-31 16:49:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1294133 | Inogen Inc | INGN | Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1596385 | Heath Lukatch | C/O Inogen, Inc. 326 Bollay Drive Goleta CA 93117 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-05-26 | 7,246 | $43.21 | 7,246 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-05-26 | 7,246 | $88.57 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-05-30 | 1,754 | $43.21 | 1,754 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-05-30 | 1,754 | $88.30 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2017-05-26 | 7,246 | $0.00 | 7,246 | $43.21 |
| Common Stock | Stock Option (right to buy) | Disposition | 2017-05-30 | 1,754 | $0.00 | 1,754 | $43.21 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 18,919 | 2022-10-13 | No | 4 | M | Direct | |
| 17,165 | 2022-10-13 | No | 4 | M | Direct |
Footnotes
- Represents the weighted average share price of an aggregate total of 7,246 shares sold in the price range of $88.300 to $88.935 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Subject to reporting person's continuing to be a Service Provider (as defined in the 2014 Equity Incentive Plan), 1/12th of the total shares subject to the option vested monthly, beginning with the first month anniversary after the vesting commencement date, but vested fully on the date of the 2016 Annual Meeting of the Issuer's stockholders held after the vesting commencement date. The vesting commencement date for this option was October 14, 2015.
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