Filing Details
- Accession Number:
- 0001288847-17-000094
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-31 16:30:04
- Reporting Period:
- 2017-05-30
- Filing Date:
- 2017-05-31
- Accepted Time:
- 2017-05-31 16:30:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1288847 | Five9 Inc. | FIVN | Services-Computer Processing & Data Preparation (7374) | 943394123 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1628106 | Gaurav Passi | C/O Five9, Inc., Bishop Ranch 8, 4000 Executive Parkway, Suite 400 San Ramon CA 94583 | Evp, Product Management | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-05-30 | 3,750 | $10.12 | 126,156 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-05-30 | 3,750 | $22.12 | 122,406 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-05-30 | 3,750 | $0.00 | 3,750 | $10.12 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2023-12-18 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 23, 2017.
- Option began vesting in 48 equal monthly installments on the one-month anniversary of December 18, 2013.
Billionaire Hedge Funds
