Filing Details
- Accession Number:
- 0001209191-17-036403
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2017-05-31 16:07:51
- Reporting Period:
- 2017-05-23
- Filing Date:
- 2017-05-31
- Accepted Time:
- 2017-05-31 16:07:51
- Original Submission Date:
- 2017-05-25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1227025 | Neophotonics Corp | NPTN | Semiconductors & Related Devices (3674) | 943253730 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1548606 | Rusnano | Prospect 60-Letiya Oktyabrya 10A Moscow 1Z 117036 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2017-05-23 | 88,500 | $9.10 | 4,884,405 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-05-24 | 4,400 | $9.07 | 4,880,005 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- This sale price represents the weighted average sale price of the shares sold ranging from $9.07 to $9.16 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- This sale price represents the weighted average sale price of the shares sold ranging from $9.07 to $9.08 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
Billionaire Hedge Funds
