Filing Details

Accession Number:
0001179110-17-008220
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2017-05-30 19:46:19
Reporting Period:
2017-05-16
Filing Date:
2017-05-30
Accepted Time:
2017-05-30 19:46:19
Original Submission Date:
2017-05-18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1251769 Apollo Endosurgery Inc. APEN Biological Products, (No Disgnostic Substances) (2836) 161630142
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1689402 Jr. D. William Mcclellan 274 Buck Bend
Georgetown TX 78628
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-05-16 300 $6.19 300 No 4 P Indirect William D McClellan & Jan McClellan CO-TTEE McClellan Living Trust U/A
Common Stock Acquisiton 2017-05-17 1,700 $6.35 2,000 No 4 P Indirect William D McClellan & Jan McClellan CO-TTEE McClellan Living Trust U/A
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect William D McClellan & Jan McClellan CO-TTEE McClellan Living Trust U/A
No 4 P Indirect William D McClellan & Jan McClellan CO-TTEE McClellan Living Trust U/A
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.19 to $6.20, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.
  2. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.12 to $6.45, inclusive.