Filing Details

Accession Number:
0001209191-17-036287
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-05-30 19:24:18
Reporting Period:
2017-05-26
Filing Date:
2017-05-30
Accepted Time:
2017-05-30 19:24:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1288469 Maxlinear Inc MXL () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1228807 Steven Craddock C/O Maxlinear, Inc.
5966 La Place Court, Suite 100
Carlsbad CA 92008
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-05-26 20,000 $9.10 73,752 No 4 M Direct
Common Stock Disposition 2017-05-26 20,000 $30.86 53,752 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2017-05-26 20,000 $0.00 20,000 $9.10
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2018-05-06 No 4 M Direct
Footnotes
  1. Represents the weighted average share price of an aggregate total of 20,000 shares sold in the price range of $30.77 to $31.00 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  2. Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-third (1/3rd) of the shares subject to the option vested and became exercisable on each anniversary of May 6, 2011, such that one hundred percent (100%) of the shares subject to the option were vested and exercisable on the third (3rd) anniversary of May 6, 2011.