Filing Details
- Accession Number:
- 0001209191-17-036252
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-30 18:34:48
- Reporting Period:
- 2017-05-25
- Filing Date:
- 2017-05-30
- Accepted Time:
- 2017-05-30 18:34:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1605997 | Northern Power Systems Corp. | NPS | Engines & Turbines (3510) | 826503088 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1701557 | Kevin Kopczynski | C/O Northern Power Systems Corp. 138 Albion Avenue Woodside CA 94062 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2017-05-25 | 30,000 | $0.00 | 30,000 | No | 4 | A | Direct | |
| Common Shares | Acquisiton | 2017-05-26 | 10,000 | $0.17 | 40,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | P | Direct |
Footnotes
- Each restricted stock unit represents a contingent right to receive one share of NPS common stock. The grant represents an annual grant of restricted stock units to non-executive directors under the Northern Power Systems Corp. 2014 Stock Option and Incentive Plan. 25% of the shares vest upon grant and the remaining 75% vest in equal installments over the subsequent 3 quarters.
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