Filing Details
- Accession Number:
- 0001568214-17-000022
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-30 18:18:36
- Reporting Period:
- 2007-06-01
- Filing Date:
- 2017-05-30
- Accepted Time:
- 2017-05-30 18:18:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 712771 | Connectone Bancorp Inc. | CNOB | State Commercial Banks (6022) | 521273725 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1089892 | William Thompson | C/O Connectone Bancorp, Inc. 301 Sylvan Avenue Englewood Cliffs NJ 07632 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-05-27 | 3,473 | $15.73 | 72,180 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-05-27 | 3,473 | $11.15 | 76,653 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-05-27 | 4,350 | $21.70 | 71,303 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Acquisiton | 2007-06-01 | 3,473 | $0.00 | 3,473 | $15.73 |
| Common Stock | Stock Option | Disposition | 2017-05-27 | 3,473 | $0.00 | 3,473 | $15.73 |
| Common Stock | Stock Option | Disposition | 2017-05-27 | 3,473 | $0.00 | 3,473 | $11.15 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,473 | 2017-06-01 | No | 4 | A | Direct | |
| 0 | 2017-06-01 | No | 4 | M | Direct | |
| 0 | 2018-03-01 | No | 4 | M | Direct |
Footnotes
- Also includes 39.1404 shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan.
- The proceeds of the sale reported on this Form 4 were used by Mr. Thompson to fund the exercise of the stock options, also reported herein.
- The option became exercisable in four equal annual installments on June 1, 2008, 2009, 2010, and 2011
- Due to an administrative error, a Form 4 reflecting this option grant was inadvertently omitted.
- The option became exercisable in four equal annual installments on March 1, 2009, 2010, 2011, and 2012
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