Filing Details
- Accession Number:
- 0000899243-17-014741
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-30 17:20:24
- Reporting Period:
- 2017-05-26
- Filing Date:
- 2017-05-30
- Accepted Time:
- 2017-05-30 17:20:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1607716 | Vivint Solar Inc. | VSLR | Heating Equipment, Except Electric & Warm Air Furnaces (3433) | 455605880 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1618828 | G. Thomas Plagemann | 1800 West Ashton Blvd Lehi UT 84043 | Cco; Evp, Capital Markets | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2017-05-26 | 46,000 | $3.06 | 205,876 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Footnotes
- These shares were disposed of in non-discretionary transactions to cover the reporting person's tax withholding obligations in connection with the settlement of an award of restricted stock units. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.025 to $3.15, inclusive. The reporting person undertakes to provide to Vivint Solar, Inc., any security holder of Vivint Solar, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).
- Includes 145,168 restricted stock units granted pursuant to the Issuer's 2014 Equity Incentive Plan which can only be settled with shares of common stock. 106,707 of the restricted stock units vest on May 15, 2018. One third of the remaining restricted stock units vest on July 16, 2017, July 16, 2018 and July 16, 2019 respectively.