Filing Details
- Accession Number:
- 0001225208-17-010527
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-30 16:48:48
- Reporting Period:
- 2017-05-25
- Filing Date:
- 2017-05-30
- Accepted Time:
- 2017-05-30 16:48:48
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1592329 | Clifton Bancorp Inc. | CSBK | Savings Institution, Federally Chartered (6035) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1596034 | M Paul Aguggia | 1433 Van Houten Avenue Clifton NJ 07015 | Chairman, President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-06-10 | 20 | $14.96 | 30,020 | No | 5 | J | Direct | |
Common Stock | Acquisiton | 2016-08-26 | 20 | $15.00 | 30,040 | No | 5 | J | Direct | |
Common Stock | Acquisiton | 2016-09-02 | 27,295 | $0.00 | 57,335 | No | 5 | J | Direct | |
Common Stock | Acquisiton | 2017-05-25 | 8,264 | $16.23 | 33,782 | No | 4 | P | Indirect | By SERP |
Common Stock | Disposition | 2016-09-02 | 27,295 | $0.00 | 109,180 | No | 5 | J | Indirect | By Stock Award |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | J | Direct | |
No | 5 | J | Direct | |
No | 5 | J | Direct | |
No | 4 | P | Indirect | By SERP |
No | 5 | J | Indirect | By Stock Award |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 10,347 | Indirect | By ESOP |
Common Stock | 50,000 | Indirect | By IRA |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Incentive Stock Option | $13.84 | 2016-09-02 | 2025-09-02 | 36,125 | 36,125 | Direct |
Common Stock | Non-Qualified Stock Option | $13.84 | 2016-09-02 | 2025-09-02 | 270,945 | 270,945 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2025-09-02 | 36,125 | 36,125 | Direct |
2025-09-02 | 270,945 | 270,945 | Direct |
Footnotes
- This form reflects increases in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11.
- Since the reporting person's last report 27,295 shares previously held by Stock Award have vested and are now owned directly.
- Stock Awards granted pursuant to the Clifton Bancorp Inc. 2015 Equity Incentive Plan vest in five approximately equal annual installments commencing on September 2, 2016.
- This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16b-3(c).
- Incentive Stock Options granted pursuant to the Clifton Bancorp Inc. 2015 Equity Incentive Plan vest in five approximately equal annual installments commencing on September 2, 2016.
- Non-Qualified Stock Options granted pursuant to the Clifton Bancorp Inc. 2015 Equity Incentive Plan vest in five approximately equal annual installments commencing on September 2, 2016.