Filing Details
- Accession Number:
- 0001225208-17-010524
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-30 16:37:22
- Reporting Period:
- 2017-05-25
- Filing Date:
- 2017-05-30
- Accepted Time:
- 2017-05-30 16:37:22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
720005 | Raymond James Financial Inc | RJF | Security Brokers, Dealers & Flotation Companies (6211) | 591517485 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1672865 | N Jonathan Santelli | 880 Carillon Parkway St. Petersburg FL 33716 | Evp, Gen Counsel, Secy | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-05-25 | 3,000 | $0.00 | 3,000 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-05-25 | 1,120 | $73.64 | 1,880 | No | 4 | F | Direct | |
Common Stock | Disposition | 2017-05-26 | 1,880 | $73.30 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2017-05-25 | 3,000 | $0.00 | 3,000 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
12,000 | 2021-05-25 | No | 4 | M | Direct |
Footnotes
- Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
- The RSUs vest in five equal annual installments beginning on the first anniversary of the grant date.