Filing Details

Accession Number:
0001225208-17-010524
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-05-30 16:37:22
Reporting Period:
2017-05-25
Filing Date:
2017-05-30
Accepted Time:
2017-05-30 16:37:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
720005 Raymond James Financial Inc RJF Security Brokers, Dealers & Flotation Companies (6211) 591517485
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1672865 N Jonathan Santelli 880 Carillon Parkway
St. Petersburg FL 33716
Evp, Gen Counsel, Secy No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-05-25 3,000 $0.00 3,000 No 4 M Direct
Common Stock Disposition 2017-05-25 1,120 $73.64 1,880 No 4 F Direct
Common Stock Disposition 2017-05-26 1,880 $73.30 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2017-05-25 3,000 $0.00 3,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
12,000 2021-05-25 No 4 M Direct
Footnotes
  1. Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
  2. The RSUs vest in five equal annual installments beginning on the first anniversary of the grant date.