Filing Details
- Accession Number:
- 0001534424-17-000240
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-30 16:22:13
- Reporting Period:
- 2017-05-26
- Filing Date:
- 2017-05-30
- Accepted Time:
- 2017-05-30 16:22:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1285550 | Mri Interventions Inc. | MRIC | Surgical & Medical Instruments & Apparatus (3841) | 582394628 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1619282 | P Francis Grillo | C/O Mri Interventions, Inc. 5 Musick Irvine CA 92618 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-05-26 | 12,500 | $0.00 | 44,588 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrants (right to buy) | Acquisiton | 2017-05-26 | 12,500 | $0.00 | 12,500 | $2.20 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
12,500 | 2017-05-26 | 2022-05-26 | No | 4 | P | Direct |
Footnotes
- The reported securities are included within 12,500 units purchased by the Reporting Person for $2.00 per unit. Each unit consists of one share of common stock and one warrant to purchase one share of common stock.
- The shares subject to this warrant are immediately exercisable.