Filing Details
- Accession Number:
- 0001156375-17-000047
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-26 14:19:40
- Reporting Period:
- 2017-05-24
- Filing Date:
- 2017-05-26
- Accepted Time:
- 2017-05-26 14:19:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1156375 | Cme Group Inc. | CME | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 364459170 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1619400 | Sunil Cutinho | 20 S. Wacker Drive Chicago IL 60606 | Sr Md & President Cme Clearing | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Class A | Disposition | 2017-05-24 | 2,600 | $117.84 | 21,690 | No | 4 | S | Direct | |
| Common Stock Class A | Acquisiton | 2017-05-24 | 890 | $54.30 | 22,580 | No | 4 | M | Direct | |
| Common Stock Class A | Disposition | 2017-05-24 | 890 | $117.85 | 21,690 | No | 4 | S | Direct | |
| Common Stock Class A | Acquisiton | 2017-05-24 | 140 | $54.23 | 21,830 | No | 4 | M | Direct | |
| Common Stock Class A | Disposition | 2017-05-24 | 140 | $117.85 | 21,690 | No | 4 | S | Direct | |
| Common Stock Class A | Acquisiton | 2017-05-24 | 550 | $97.21 | 22,240 | No | 4 | M | Direct | |
| Common Stock Class A | Disposition | 2017-05-24 | 550 | $117.85 | 21,690 | No | 4 | S | Direct | |
| Common Stock Class A | Acquisiton | 2017-05-24 | 750 | $110.54 | 22,440 | No | 4 | M | Direct | |
| Common Stock Class A | Disposition | 2017-05-24 | 750 | $117.85 | 21,690 | No | 4 | S | Direct | |
| Common Stock Class A | Acquisiton | 2017-05-24 | 3,360 | $54.37 | 25,050 | No | 4 | M | Direct | |
| Common Stock Class A | Disposition | 2017-05-24 | 3,360 | $117.85 | 21,690 | No | 4 | S | Direct | |
| Common Stock Class A | Acquisiton | 2017-05-24 | 1,975 | $83.88 | 23,665 | No | 4 | M | Direct | |
| Common Stock Class A | Disposition | 2017-05-24 | 1,975 | $117.85 | 21,690 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
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Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock Class A | Non-Qualified Stock Option (right to buy) | Disposition | 2017-05-24 | 140 | $0.00 | 140 | $54.23 |
| Common Stock Class A | Non-Qualified Stock Option (right to buy) | Disposition | 2017-05-24 | 890 | $0.00 | 890 | $54.30 |
| Common Stock Class A | Non-Qualified Stock Option (right to buy) | Disposition | 2017-05-24 | 3,360 | $0.00 | 3,360 | $54.37 |
| Common Stock Class A | Non-Qualified Stock Option (right to buy) | Disposition | 2017-05-24 | 1,975 | $0.00 | 1,975 | $83.88 |
| Common Stock Class A | Non-Qualified Stock Option (right to buy) | Disposition | 2017-05-24 | 550 | $0.00 | 550 | $97.21 |
| Common Stock Class A | Non-Qualified Stock Option (right to buy) | Disposition | 2017-05-24 | 750 | $0.00 | 750 | $110.54 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-06-15 | 2021-06-15 | No | 4 | M | Direct |
| 0 | 2014-09-15 | 2020-09-15 | No | 4 | M | Direct |
| 0 | 2015-09-15 | 2021-09-15 | No | 4 | M | Direct |
| 0 | 2013-06-16 | 2018-06-16 | No | 4 | M | Direct |
| 0 | 2013-03-14 | 2018-03-14 | No | 4 | M | Direct |
| 0 | 2012-06-15 | 2017-06-15 | No | 4 | M | Direct |
Footnotes
- This sale was completed pursuant to the terms of a pre-arranged trading plan established in accordance with Rule 10b5-1.
- On May 24, 2017, Mr. Cutinho sold an aggregate of 2,600 shares of CME Group Class A common stock. For reporting purposes, the sales prices within a $1 range have been aggregated and the weighted average sales price has been reported. The price ranges were $117.56 to $117.95 and $118.04 to $118.23. The Company maintains a record of the transactions and copies will be provided upon request.
- On May 24, 2017, Mr. Cutinho sold an aggregate of 7,665 shares of CME Group Class A common stock acquired from the exercise of options. For reporting purposes, the sales prices within a $1 range have been aggregated and the weighted average sales price has been reported. The price ranges were $117.50 to $117.97 and $118.00 to $118.23. The Company maintains a record of the transactions and copies will be provided upon request.
- As of June 15, 2015, this option vested with respect to 100% of the granted number of shares covered by the option.
- As of September 15, 2014, this option vested with respect to 100% of the granted number of shares covered by the option.
- As of September 15, 2015, this option vested with respect to 100% of the granted number of shares covered by the option.
- As of June 16, 2013, this option vested with respect to 100% of the granted number of shares covered by the option.
- As of March 14, 2013, this option vested with respect to 100% of the granted number of shares covered by the option.
- As of June 15, 2012, this option vested with respect to 100% of the granted number of shares covered by the option.
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