Filing Details
- Accession Number:
- 0000899243-17-014406
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-25 21:00:27
- Reporting Period:
- 2017-05-22
- Filing Date:
- 2017-05-25
- Accepted Time:
- 2017-05-25 21:00:27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
884940 | Stein Mart Inc | SMRT | Retail-Family Clothing Stores (5651) | 640466198 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
903240 | Jay Stein | Stein Mart, Inc. 1200 Riverplace Boulevard, 10Th Floor Jacksonville FL 32207 | Chairman | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2017-05-22 | 4,500,000 | $0.00 | 5,174,799 | No | 5 | G | Direct | |
Common Stock | Acquisiton | 2017-05-22 | 4,500,000 | $0.00 | 4,500,000 | No | 5 | G | Indirect | By Berry Hattie Stein Grantor Retained Annuity Trust |
Common Stock | Disposition | 2017-05-22 | 4,500,000 | $0.00 | 674,799 | No | 5 | G | Direct | |
Common Stock | Acquisiton | 2017-05-22 | 4,500,000 | $0.00 | 4,500,000 | No | 5 | G | Indirect | By Jay Meredith Stein Grantor Retained Annuity Trust |
Common Stock | Acquisiton | 2017-05-23 | 546,720 | $1.48 | 2,115,546 | No | 4 | P | Indirect | Stein Ventures Limited Partnership |
Common Stock | Acquisiton | 2017-05-24 | 353,280 | $1.53 | 2,468,826 | No | 4 | P | Indirect | Stein Ventures Limited Partnership |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Direct | |
No | 5 | G | Indirect | By Berry Hattie Stein Grantor Retained Annuity Trust |
No | 5 | G | Direct | |
No | 5 | G | Indirect | By Jay Meredith Stein Grantor Retained Annuity Trust |
No | 4 | P | Indirect | Stein Ventures Limited Partnership |
No | 4 | P | Indirect | Stein Ventures Limited Partnership |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 133,709 | Indirect | Cary Ventures, Inc. |
Common Stock | 1,273,694 | Indirect | By trust for benefit of family |
Common Stock | 773,694 | Indirect | By trust for benefit of family |
Common Stock | 731,600 | Indirect | By trust for benefit of family |
Common Stock | 250,000 | Indirect | By trust for benefit of family |
Footnotes
- Includes 9,000,000 shares previously held through Stein Ventures Limited Partnership which were distributed to the reporting person on April 27, 2017.
- Includes 90,909 shares previously held through Stein Ventures Limited Partnership which were distributed to Cary Ventures, Inc. on April 28, 2017.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.45 to $1.5379, inclusive. The reporting person undertakes to provide to Stein Mart, Inc., any security holder of Stein Mart, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (3) and (4) to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.5299 to $1.5496, inclusive.