Filing Details
- Accession Number:
- 0000899243-17-014373
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-25 17:55:55
- Reporting Period:
- 2017-05-24
- Filing Date:
- 2017-05-25
- Accepted Time:
- 2017-05-25 17:55:55
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1000209 | Medallion Financial Corp | MFIN | Finance Services (6199) | 043291176 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1000210 | Alvin Murstein | C/O Medallion Financial Corp. 437 Madison Avenue New York NY 10022 | Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
9.000% Notes Due 2021 | Acquisiton | 2017-05-24 | 27,500 | $23,925.00 | 0 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 127,618 | Direct | |
Common Stock | 1,268,182 | Indirect | See Footnote |
Common Stock | 70,118 | Indirect | See Footnote |
Common Stock | 117,660 | Indirect | See Footnote |
Common Stock | 5,000 | Indirect | See Footnote |
Footnotes
- Represents 1,100 notes ($25 face amount per note) purchased by the Alvin Murstein Second Family Trust at $21.75 per note.
- Represents notes beneficially owned by the Alvin Murstein Second Family Trust of which Mr. Murstein is a co-trustee and the beneficiary.
- Represents shares beneficially owned by the Alvin Murstein Second Family Trust registered in the name of Morgan Stanley of which Mr. Murstein is a co-trustee and the beneficiary.
- Represents shares beneficially owned by the Alvin Murstein Second Family Trust of which Mr. Murstein is a co-trustee and the beneficiary.
- Represents beneficially owned by the Aileen J. Murstein Family 2012 Trust of which Mr. Murstein is the grantor and Mr. Murstein's spouse is a co-trustee and the beneficiary.
- Represents shares owned by Mr. Murstein's spouse.