Filing Details
- Accession Number:
- 0001179706-17-000132
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-25 17:18:40
- Reporting Period:
- 2017-05-23
- Filing Date:
- 2017-05-25
- Accepted Time:
- 2017-05-25 17:18:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1645590 | Hewlett Packard Enterprise Co | HPE | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1591357 | T Jeff Ricci | C/O Hewlett Packard Enterprise Company 3000 Hanover Street Palo Alto CA 94304 | Svp, Controller & Pao | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-05-23 | 10,352 | $18.86 | 10,352 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-05-23 | 3,892 | $18.86 | 6,460 | No | 4 | F | Direct | |
Common Stock | Disposition | 2017-05-25 | 6,460 | $18.99 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2017-05-23 | 10,352 | $0.00 | 10,352 | $0.00 |
Common Stock | Restricted Stock Units | Acquisiton | 2017-04-05 | 19 | $0.00 | 19 | $0.00 |
Common Stock | Restricted Stock Units | Acquisiton | 2017-04-05 | 137 | $0.00 | 137 | $0.00 |
Common Stock | Restricted Stock Units | Acquisiton | 2017-04-05 | 97 | $0.00 | 97 | $0.00 |
Common Stock | Restricted Stock Units | Acquisiton | 2017-04-05 | 87 | $0.00 | 87 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | M | Direct | ||
5,492 | No | 4 | A | Direct | ||
38,565 | No | 4 | A | Direct | ||
27,093 | No | 4 | A | Direct | ||
24,160 | No | 4 | A | Direct |
Footnotes
- The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/10/17.
- Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- As previously reported, on 05/23/14 the reporting person was granted 12,500 restricted stock units ("RSUs"), 4,166 of which vested on 05/23/15, 7,494 of which vested on 05/23/16, and 9,867 of which vested on 05/23/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivatives in column 9 includes 35.8299 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17. The number of derivative securities in column 5 includes 485 vested dividend equivalent rights and a de minimus adjustment of 0.8241 due to fractional rounding of the dividend equivalent rights.
- As previously reported, on 12/10/14 the reporting person was granted 6,692 RSUs, 2,230 of which vested early on 09/17/15, 4,012 of which vested on 12/10/16, and 5,283 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivatives in column 5 reflects 19.1841 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17.
- As previously reported, on 11/02/15 the reporting person was granted 43,133 RSUs, 14,377 of which vested on 11/02/16, 18,931 of which will vest on 11/02/17, and 18,931 of which will vest on 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivatives in column 5 reflects 137.4877 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17.
- As previously reported, on 12/09/15 the reporting person was granted 30,303 RSUs, 10,101 of which vested on 12/09/16, 13,299 of which will vest on 12/09/17, and 13,300 of which will vest on 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivatives in column 5 reflects 96.5885 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17.
- As previously reported, on 12/07/16 the reporting person was granted 18,233 RSUs, 8,001 of which will vest on 12/07/17, and 8,002 of which will vest on each of 12/07/18 and 12/17/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivatives in column 5 reflects 87.1726 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17.