Filing Details
- Accession Number:
- 0000899243-17-014358
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-25 17:16:30
- Reporting Period:
- 2017-05-23
- Filing Date:
- 2017-05-25
- Accepted Time:
- 2017-05-25 17:16:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1320854 | Freightcar America Inc. | RAIL | Railroad Equipment (3743) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1443910 | W. Theodore Baun | Two North Riverside Plaza Suite 1300 Chicago IL 60606 | Chief Commercial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2017-05-23 | 17 | $17.10 | 19,966 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-05-23 | 250 | $17.10 | 19,716 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-05-23 | 33 | $17.10 | 19,683 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-05-23 | 100 | $17.10 | 19,583 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-05-23 | 600 | $17.11 | 18,983 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Performance shares | $0.00 | 5,800 | 5,800 | Direct | ||
Common Stock | Employee Stock Option (right to buy) | $25.55 | 2024-01-15 | 14,575 | 14,575 | Direct | |
Common Stock | Employee Stock Option (right to buy) | $24.56 | 2023-01-18 | 8,300 | 8,300 | Direct | |
Common Stock | Employee Stock Option (right to buy) | $23.40 | 2022-01-12 | 16,400 | 16,400 | Direct | |
Common Stock | Employee Stock Option (right to buy) | $29.88 | 2021-01-13 | 10,600 | 10,600 | Direct | |
Common Stock | Employee Stock Option (right to buy) | $20.69 | 2020-02-23 | 7,250 | 7,250 | Direct | |
Common Stock | Employee Stock Option (right to buy) | $17.84 | 2019-05-12 | 1,000 | 1,000 | Direct | |
Common Stock | Employee Stock Option (right to buy) | $30.47 | 2018-01-13 | 1,650 | 1,650 | Direct | |
Common Stock | Performance shares | $0.00 | 3,527 | 3,527 | Direct | ||
Common Stock | Performance shares | $0.00 | 5,108 | 5,108 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
5,800 | 5,800 | Direct | |
2024-01-15 | 14,575 | 14,575 | Direct |
2023-01-18 | 8,300 | 8,300 | Direct |
2022-01-12 | 16,400 | 16,400 | Direct |
2021-01-13 | 10,600 | 10,600 | Direct |
2020-02-23 | 7,250 | 7,250 | Direct |
2019-05-12 | 1,000 | 1,000 | Direct |
2018-01-13 | 1,650 | 1,650 | Direct |
3,527 | 3,527 | Direct | |
5,108 | 5,108 | Direct |
Footnotes
- Each performance share represents the right to receive, at settlement, one share of common stock subject to the Issuer's achievement of performance goals.
- Vesting of these performance shares depends on the Issuer's annual return on invested capital and basic earnings per share from January 1, 2017 through December 31, 2019. The target number of performance shares is reported. Between 0% and 200% of the target number of shares may vest on December 31, 2019, with the vesting percentage determined based on actual performance.
- On January 15, 2014 the recipient was granted 14,575 options which are fully vested and currently exercisable.
- On January 18, 2013, the recipient was granted 8,300 options which are fully vested and currently exercisable.
- On January 12, 2012, the recipient was granted 16,400 options which are fully vested and currently exercisable.
- On January 13, 2011, the recipient was granted 10,600 options which are fully vested and currently exercisable.
- On February 23, 2010, the recipient was granted 7,250 options which are fully vested and currently exercisable.
- On May 12, 2009, the recipient was granted 1,000 options which are fully vested and currently exercisable.
- On January 13, 2008, the recipient was granted 1,650 options which are fully vested and currently exercisable.
- Each performance share represents the right to receive, at settlement, one share of common stock subject to the Issuer's achievement of performance goals.
- Vesting of these performance shares depends on the Issuer's annual return on invested capital and basic earnings per share from January 1, 2015 through December 31, 2017. The target number of performance shares is reported. Between 0% and 200% of the target number of shares may vest on December 31, 2017, with the vesting percentage determined based on actual performance.
- Each performance share represents the right to receive, at settlement, one share of common stock subject to the Issuer's achievement of performance goals.
- Vesting of these performance shares depends on the Issuer's annual return on invested capital and basic earnings per share from January 1, 2016 through December 31, 2018. The target number of performance shares is reported. Between 0% and 200% of the target number of shares may vest on December 31, 2018, with the vesting percentage determined based on actual performance.