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Home > Insider Trading > Filing (0001493152-17-005896)

Filing Details

Accession Number:: 0001493152-17-005896
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-05-25 16:12:19
Reporting Period:: 2017-05-23

Filing Date:: 2017-05-25
Accepted Time:: 2017-05-25 16:12:19
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
891417	Pen Inc.	PENC	Coating, Engraving & Allied Services (3470)	760273345

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1616631	M Jeanne Rickert	701 Brickell Ave., Suite 1550 Miami FL 33131	Chief Legal Officer	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2017-05-23	43,910	$0.38	520,090	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Footnotes

Of the total holdings, 11,924 shares of Class B common stock are held directly by the reporting person, 464,256 shares of Class B common stock and 43,910 shares of Class A common stock are held indirectly through Rickert Family, Limited Partnership. The Class B common stock is convertible share for share at any time at holder's option into Class A common stock of issuer and is subject to mandatory conversion under certain circumstances.