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Home > Insider Trading > Filing (0001493152-17-005895)

Filing Details

Accession Number:: 0001493152-17-005895
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-05-25 16:11:42
Reporting Period:: 2017-05-23

Filing Date:: 2017-05-25
Accepted Time:: 2017-05-25 16:11:42
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
891417	Pen Inc.	PENC	Coating, Engraving & Allied Services (3470)	760273345

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1616892	E. Scott Rickert	701 Brickell Ave., Suite 1550 Miami FL 33131	Ceo, President, Chairman	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2017-05-23	43,910	$0.38	520,090	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Footnotes

Of the total holdings, 11,924 shares of Class B common stock are held directly by the reporting person, 464,256 shares of Class B common stock and 43,910 shares of Class A common stock are held indirectly through Rickert Family, Limited Partnership. The Class B common stock is convertible share for share at any time at holder's option into Class A common stock of issuer and is subject to mandatory conversion under certain circumstances.