Filing Details
- Accession Number:
- 0000874977-17-000062
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-25 15:02:09
- Reporting Period:
- 2017-05-24
- Filing Date:
- 2017-05-25
- Accepted Time:
- 2017-05-25 15:02:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 874977 | State Auto Financial Corp | STFC | Fire, Marine & Casualty Insurance (6331) | 311324304 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1514568 | Elizabeth Jessica Clark | 518 E. Broad Street Columbus OH 43215 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares Without Par Value | Acquisiton | 2017-05-24 | 2,000 | $17.03 | 12,072 | No | 4 | M | Direct | |
| Common Shares Without Par Value | Disposition | 2017-05-24 | 2,000 | $24.52 | 10,072 | No | 4 | S | Direct | |
| Common Shares Without Par Value | Acquisiton | 2017-05-24 | 7,841 | $13.53 | 17,913 | No | 4 | M | Direct | |
| Common Shares Without Par Value | Disposition | 2017-05-24 | 7,841 | $24.34 | 10,072 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Stock Option (Right to Buy) NQ | Disposition | 2017-05-24 | 2,000 | $0.00 | 2,000 | $17.03 |
| Common Shares | Stock Option (Right to Buy) NQ | Disposition | 2017-05-24 | 7,841 | $0.00 | 7,841 | $13.53 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 10,850 | 2021-03-02 | No | 4 | M | Direct | |
| 0 | 2022-02-28 | No | 4 | M | Direct |
Footnotes
- Grant has a graded vesting schedule. Date Exercisable will vary for each vesting tranche.
- Multiple lots for the same price for this order have been combined.
Billionaire Hedge Funds
