Filing Details
- Accession Number:
- 0001246360-17-002013
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-25 13:35:11
- Reporting Period:
- 2017-05-24
- Filing Date:
- 2017-05-25
- Accepted Time:
- 2017-05-25 13:35:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1024478 | Rockwell Automation Inc | ROK | Measuring & Controlling Devices, Nec (3829) | 251797617 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1516418 | C Frank Kulaszewicz | 1201 South Second Street Milwaukee WI 53204 | Svp | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-05-24 | 4,000 | $104.08 | 29,195 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-05-24 | 4,000 | $158.71 | 25,195 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2017-05-24 | 4,000 | $0.00 | 4,000 | $104.08 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 18,700 | 2016-12-03 | 2025-12-03 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 19 | Indirect | By Savings Plan |
Footnotes
- Shares represented by Company stock fund units acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 3/31/2017.
- The option vests in three substantially equal annual installments beginning on the date exercisable.
- Includes 4,720 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.
Billionaire Hedge Funds
