Filing Details
- Accession Number:
- 0001209191-17-035131
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-24 19:42:52
- Reporting Period:
- 2015-09-04
- Filing Date:
- 2017-05-24
- Accepted Time:
- 2017-05-24 19:42:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1056903 | American States Water Co | AWR | Water Supply (4941) | 954676679 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1187379 | M Anne Holloway | 38 Barry Lane Atherton CA 94027 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2015-08-14 | 94 | $39.09 | 48,963 | No | 4 | A | Direct | |
Common Shares | Acquisiton | 2015-09-01 | 9 | $36.95 | 48,972 | No | 4 | A | Direct | |
Common Shares | Disposition | 2015-09-04 | 5,450 | $36.95 | 43,522 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | A | Direct | |
No | 4 | S | Direct |
Footnotes
- DER units credited on 8/14/2015 as dividend at FMV
- DER units credited on 9/1/2015 as dividend at FMV