Filing Details
- Accession Number:
- 0001140361-17-022211
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-24 19:39:30
- Reporting Period:
- 2017-05-22
- Filing Date:
- 2017-05-24
- Accepted Time:
- 2017-05-24 19:39:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1395848 | Adesto Technologies Corp | IOTS | Semiconductors & Related Devices (3674) | 161755067 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1654908 | Shane Hollmer | C/O Adesto Technologies Corporation 3600 Peterson Way Santa Clara CA 95054 | Vp, Engineering | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-05-22 | 32,575 | $1.65 | 130,990 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-05-22 | 5,330 | $5.42 | 125,660 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-05-22 | 32,575 | $0.00 | 32,575 | $1.65 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-10-22 | No | 4 | M | Direct |
Footnotes
- Represents the aggregate number of shares of the Issuer's common stock sold by the Reporting Person to cover taxes due upon the release and settlement of the RSU's. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes.
- Represents the average sales price per share. The shares were sold at prices ranging from $5.40 to $5.45 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- The stock option is fully vested and immediately exercisable.
Billionaire Hedge Funds
