Filing Details
- Accession Number:
- 0000874977-17-000061
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-24 16:28:08
- Reporting Period:
- 2017-05-23
- Filing Date:
- 2017-05-24
- Accepted Time:
- 2017-05-24 16:28:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 874977 | State Auto Financial Corp | STFC | Fire, Marine & Casualty Insurance (6331) | 311324304 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1514568 | Elizabeth Jessica Clark | 518 E. Broad Street Columbus OH 43215 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares Without Par Value | Acquisiton | 2017-05-23 | 6,203 | $22.72 | 16,275 | No | 4 | M | Direct | |
| Common Shares Without Par Value | Disposition | 2017-05-23 | 6,203 | $24.56 | 10,072 | No | 4 | S | Direct | |
| Common Shares Without Par Value | Acquisiton | 2017-05-23 | 3,079 | $21.54 | 13,151 | No | 4 | M | Direct | |
| Common Shares Without Par Value | Disposition | 2017-05-23 | 3,079 | $24.59 | 10,072 | No | 4 | S | Direct | |
| Common Shares Without Par Value | Acquisiton | 2017-05-23 | 1,300 | $13.53 | 11,372 | No | 4 | M | Direct | |
| Common Shares Without Par Value | Disposition | 2017-05-23 | 1,300 | $24.45 | 10,072 | No | 4 | S | Direct | |
| Common Shares Without Par Value | Acquisiton | 2017-05-23 | 7,876 | $21.23 | 17,948 | No | 4 | M | Direct | |
| Common Shares Without Par Value | Disposition | 2017-05-23 | 7,876 | $24.54 | 10,072 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Stock Option (Right to Buy) NQ | Disposition | 2017-05-23 | 6,203 | $0.00 | 6,203 | $22.72 |
| Common Shares | Stock Option (Right to Buy) NQ | Disposition | 2017-05-23 | 3,079 | $0.00 | 3,079 | $21.54 |
| Common Shares | Stock Option (Right to Buy) NQ | Disposition | 2017-05-23 | 1,300 | $0.00 | 1,300 | $13.53 |
| Common Shares | Stock Option (Right to Buy) NQ | Disposition | 2017-05-23 | 7,876 | $0.00 | 7,876 | $21.23 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,054 | 2025-03-05 | No | 4 | M | Direct | |
| 5,975 | 2026-03-03 | No | 4 | M | Direct | |
| 7,841 | 2022-02-28 | No | 4 | M | Direct | |
| 0 | 2024-03-06 | No | 4 | M | Direct |
Footnotes
- Includes the following acquisitions: 15.96 shares acquired as Restricted Reinvestment in March 2017.
- Grant has a graded vesting schedule. Date Exercisable will vary for each vesting tranche.
- Multiple lots for the same price for this order have been combined.
Billionaire Hedge Funds
