Home > Insider Trading > Filing (0001140361-17-022105)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1609065	Pathfinder Bancorp Inc.	PBHC	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1214100	P George Joyce	214 West First St Oswego NY 13126		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2016-05-06	3,515	$0.00	5,779	No	4	A	Direct
Common Stock	Acquisiton	2017-05-19	3,000	$15.20	87,850	No	4	P	Indirect	By POA
Common Stock	Acquisiton	2017-05-24	1,800	$15.50	89,650	No	4	P	Indirect	By POA

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	A	Direct
No	4	P	Indirect	By POA
No	4	P	Indirect	By POA

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Options	Acquisiton	2016-05-06	8,787	$0.00	8,787	$11.35

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
17,023	2017-05-06	2026-05-06	No	4	A	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	11,888	Indirect	By IRA

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Options	$5.46	2012-06-23	2021-06-23	8,236	8,236	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2021-06-23	8,236	8,236	Direct

Footnotes

Shares of restricted stock units vest at a rate of 20% per year commencing on May 6, 2017.
Stock options vest at a rate of 20% per year commencing on May 6, 2017.
Stock options vest at a rate of 20% per year commencing on June 23, 2012.
This transaction was executed in multiple trades at prices ranging from $15.1999 to $15.200. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected
This transaction was executed in multiple trades at prices ranging from $15.4990 to $15.500. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected