Filing Details
- Accession Number:
- 0001209191-17-034837
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-24 12:26:38
- Reporting Period:
- 2017-05-23
- Filing Date:
- 2017-05-24
- Accepted Time:
- 2017-05-24 12:26:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1311241 | Intermolecular Inc | IMI | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
949119 | Iii I Lloyd Miller | 3300 South Dixie Highway Suite 1-365 West Palm Beach FL 33405 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-05-23 | 14,300 | $0.85 | 2,802,816 | No | 4 | P | Indirect | By Trust A-4 - Lloyd I. Miller |
Common Stock | Acquisiton | 2017-05-23 | 14,720 | $0.85 | 2,817,536 | No | 4 | P | Indirect | By Trust A-4 - Lloyd I. Miller |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Trust A-4 - Lloyd I. Miller |
No | 4 | P | Indirect | By Trust A-4 - Lloyd I. Miller |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 320,136 | Indirect | By Trust A-3 - Lloyd I. Miller |
Common Stock | 49,318 | Indirect | By LIMFAM LLC |
Common Stock | 14,149 | Indirect | By Milfam I L.P. |
Common Stock | 1,780,911 | Indirect | By Milfam II L.P. |
Common Stock | 70,368 | Direct |
Footnotes
- The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 (the "Act") or otherwise, the beneficial owner of any equity securities covered by this filing.