Filing Details
- Accession Number:
- 0001144204-17-029228
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-24 11:09:57
- Reporting Period:
- 2017-05-22
- Filing Date:
- 2017-05-24
- Accepted Time:
- 2017-05-24 11:09:57
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1578620 | Alcentra Capital Corp | ABDC | State Commercial Banks (6022) | DE |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1390777 | Bank Of New York Mellon Corp | 225 Liberty Street New York NY 10286 | No | No | Yes | No | |
1629949 | Bny Alcentra Group Holdings, Inc. | 10 Gresham Street London X0 EC2V 7JD | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2017-05-22 | 1,691,839 | $13.13 | 0 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnote |
Footnotes
- Since the filing of the Reporting Persons' last filing on Form 4 and before the transaction reported herein, Alcentra NY, LLC and Alcentra Ltd. acquired 7,278 shares through the Issuer's Dividend Reinvestment Plan. Entities controlled by The Bank of New York Mellon Corporation and BNY Alcentra Group Holdings, Inc. are the direct and indirect parent companies of Alcentra NY LLC and Alcentra Ltd. As a result, The Bank of New York Mellon Corporation and BNY Alcentra Group Holdings, Inc. are each deemed to have an indirect pecuniary interest in the reported shares.