Filing Details

Accession Number:
0001633978-17-000053
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-05-23 18:48:43
Reporting Period:
2017-05-20
Filing Date:
2017-05-23
Accepted Time:
2017-05-23 18:48:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1633978 Lumentum Holdings Inc. LITE Communications Equipment, Nec (3669) 473108385
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1648256 Vincent Retort C/O Lumentum
400 North Mccarthy Blvd
Milpitas CA 95035
Evp And Coo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-05-20 1,295 $0.00 66,755 No 4 M Direct
Common Stock Disposition 2017-05-22 490 $53.90 66,265 No 4 F Direct
Common Stock Disposition 2017-05-23 805 $58.15 65,460 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2017-05-20 1,295 $0.00 1,295 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,296 2017-05-20 No 4 M Direct
Footnotes
  1. Each unit converts upon vesting into one share of common stock.
  2. Transaction pursuant to 10b5-1 plan dated 11/30/2016.
  3. Restricted Stock Units have no expiration date.