Filing Details
- Accession Number:
- 0001180506-17-000006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-23 17:59:32
- Reporting Period:
- 2017-05-19
- Filing Date:
- 2017-05-23
- Accepted Time:
- 2017-05-23 17:59:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 825313 | Alliancebernstein Holding L.p. | AB | Investment Advice (6282) | 133434400 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1180506 | G Steven Elliott | C/O Alliancebernstein L.p. 1345 Avenue Of The Americas New York NY 10105 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Units Rep. Assignments Of Beneficial Owner. Of Lp Interests | Acquisiton | 2017-05-19 | 16,349 | $14.58 | 31,976 | No | 4 | M | Direct | |
| Units Rep. Assignments Of Beneficial Owner. Of Lp Interests | Disposition | 2017-05-19 | 16,349 | $21.08 | 15,627 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ab Holding Units | AB Holding Unit option (right to buy) | Disposition | 2017-05-19 | 16,349 | $0.00 | 16,349 | $14.58 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-05-15 | 2022-05-15 | No | 4 | M | Direct |
Footnotes
- Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").
- Reporting Person sold 16,349 AB Holding Units at prices ranging from $21.05 to $21.075 per Unit. The price set forth in the table is the weighted average of his sales at these prices.
- The option vested in equal annual increments on each of May 12, 2013, 2014 and 2015.
Billionaire Hedge Funds
