Filing Details
- Accession Number:
- 0001437749-17-009880
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-23 08:48:06
- Reporting Period:
- 2017-05-19
- Filing Date:
- 2017-05-23
- Accepted Time:
- 2017-05-23 08:48:06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1272550 | Root9B Holdings Inc. | RTNB | Services-Management Consulting Services (8742) | 200443575 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1615486 | Quad Capital Management Advisors Llc | 77 Water Street, 15Th Floor New York NY 10005 | No | No | Yes | No | |
| 1707007 | Guerino Ciampi | 77 Water Street, 15Th Floor New York NY 10005 | No | No | Yes | No | |
| 1707008 | John Guarino | 77 Water Street, 15Th Floor New York NY 10005 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Root9B Holdings Inc. | Acquisiton | 2017-05-19 | 1,538 | $7.49 | 544,760 | No | 4 | P | Indirect | By corporation |
| Root9B Holdings Inc. | Acquisiton | 2017-05-22 | 2,779 | $6.96 | 547,539 | No | 4 | P | Indirect | By corporation |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By corporation |
| No | 4 | P | Indirect | By corporation |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.48 to $7.50. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, , upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.85 to $7.00. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, , upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote.
Billionaire Hedge Funds
