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Filing Details

Accession Number:: 0001209191-17-034536
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-05-22 21:56:03
Reporting Period:: 2017-02-27

Filing Date:: 2017-05-22
Accepted Time:: 2017-05-22 21:56:03
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1266806	Second Sight Medical Products Inc	EYES	Electromedical & Electrotherapeutic Apparatus (3845)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1678706	Trust Living Mann E. Alfred	12744 San Fernando Road Sylmar CA 91342		No	No	Yes	No
1678708	Incumed, Llc	12744 San Fernando Road Sylmar CA 91342		No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2017-02-27	40,591	$1.68	2,226,145	No	4	S	Indirect	By Incumed, LLC
Common Stock	Disposition	2017-02-28	39,028	$1.65	2,187,117	No	4	S	Indirect	By Incumed, LLC
Common Stock	Disposition	2017-03-01	44,126	$1.62	2,142,991	No	4	S	Indirect	By Incumed, LLC
Common Stock	Disposition	2017-03-02	55,824	$1.53	2,087,167	No	4	S	Indirect	By Incumed, LLC
Common Stock	Disposition	2017-03-03	21,715	$1.53	2,065,452	No	4	S	Indirect	By Incumed, LLC
Common Stock	Disposition	2017-03-06	113,359	$1.43	1,952,093	No	4	S	Indirect	By Incumed, LLC
Common Stock	Disposition	2017-03-07	94,084	$1.48	1,858,009	No	4	S	Indirect	By Incumed, LLC
Common Stock	Disposition	2017-03-08	182,917	$1.69	1,675,092	No	4	S	Indirect	By Incumed, LLC
Common Stock	Disposition	2017-03-09	105,865	$1.57	1,569,227	No	4	S	Indirect	By Incumed, LLC
Common Stock	Disposition	2017-03-10	118,740	$1.38	1,450,487	No	4	S	Indirect	By Incumed, LLC
Common Stock	Disposition	2017-03-13	23,916	$1.38	1,426,571	No	4	S	Indirect	By Incumed, LLC
Common Stock	Disposition	2017-04-07	1,426,571	$1.00	0	No	4	S	Indirect	By Incumed, LLC
Common Stock	Disposition	2017-04-07	5,218,420	$1.00	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	By Incumed, LLC
No	4	S	Indirect	By Incumed, LLC
No	4	S	Indirect	By Incumed, LLC
No	4	S	Indirect	By Incumed, LLC
No	4	S	Indirect	By Incumed, LLC
No	4	S	Indirect	By Incumed, LLC
No	4	S	Indirect	By Incumed, LLC
No	4	S	Indirect	By Incumed, LLC
No	4	S	Indirect	By Incumed, LLC
No	4	S	Indirect	By Incumed, LLC
No	4	S	Indirect	By Incumed, LLC
No	4	S	Indirect	By Incumed, LLC
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Warrants to Purchase Common Stock	Disposition	2017-04-07	80,000	$0.00	80,000	$5.00
Common Stock	Warrants to Purchase Common Stock	Disposition	2017-04-07	280,000	$0.00	280,000	$5.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2012-07-31	2017-07-31	No	4	S	Direct
0	2013-02-23	2018-02-28	No	4	S	Direct

Footnotes

The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 14, 2016.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.62 to $1.72, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
The Alfred E. Mann Living Trust is the sole manager and member of Incumed, LLC.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.61 to $1.69, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.59 to $1.68, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.50 to $1.59, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.51 to $1.56, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.38 to $1.55, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.40 to $1.60, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.53 to $1.79, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.48 to $1.76, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.32 to $1.47, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.35 to $1.42, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
Private sale to group of individual accredited private investors.