Home > Insider Trading > Filing (0001249155-17-000040)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1477246	S&W Seed Co	SANW	Agricultural Production-Crops (100)	271275784

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1488713	S Mark Grewal	802 North Douty Street Hanford CA 93230	President And Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2017-05-19	21,322	$4.10	133,967	No	4	P	Direct
Common Stock	Acquisiton	2017-05-19	2,678	$4.20	136,645	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct

Footnotes

The purchases made by the Reporting Person on May 19, 2017 of an aggregate of 2,362 shares have been matched against sales of (i) 1,181 shares made pursuant to the Reporting Person's 10b5-1 trading plan on January 6, 2017, at all $4.75; and (ii) 1,181 shares made pursuant to the Reporting Person's 10b5-1 trading plan on April 3, 2017 (100 shares at $5.00, 100 shares at $4.9750 and 981 shares at $4.95). The aforementioned sales constitute all of the sales made during the six month period up to and including May 19, 2017, and the sale prices are matched against the May 19, 2017 purchase price of $4.10, which is the lowest purchase price paid by the Reporting Person. The Reporting Person has agreed to pay the Issuer $1,779.00, representing the full amount of the short-swing profit recovery required by Section 16(b) under the Securities Exchange Act of 1934, as amended.