Filing Details

Accession Number:
0001387131-17-002950
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-05-22 16:36:44
Reporting Period:
2017-05-19
Filing Date:
2017-05-22
Accepted Time:
2017-05-22 16:36:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1422183 Fs Investment Corp FSIC () 261630040
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1438262 J. David Adelman C/O Fs Investment Corporation
201 Rouse Boulevard
Philadelphia PA 19112
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-05-19 1,200 $8.94 902,800 No 4 P Indirect By Franklin Square Holdings, L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Franklin Square Holdings, L.P.
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 34,063 Direct
Common Stock 150,000 Indirect By Darco Capital, LP
Common Stock 22,228 Indirect By Darco Investments, LLC
Footnotes
  1. The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by Franklin Square Holdings, L.P. in multiple transactions at prices ranging from $8.90 to $8.95, inclusive. The price reported in Column 4 is the weighted average price. The reporting person undertakes to provide, upon request, full information regarding the number of shares purchased in each transaction. The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P. that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
  2. Includes shares received through stock distributions and shares received on account of reinvested distributions.
  3. Darco Capital, LP is a limited partnership controlled by the reporting person. The reporting person disclaims beneficial ownership of any shares held by Darco Capital, LP that exceed his pecuniary interest therein.
  4. Darco Investments, LLC is a limited liability company controlled by the reporting person. The reporting person disclaims beneficial ownership of any shares held by Darco Investments, LLC that exceed his pecuniary interest therein.