Filing Details

Accession Number:
0001209191-17-034312
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-05-22 16:22:56
Reporting Period:
2017-05-22
Filing Date:
2017-05-22
Accepted Time:
2017-05-22 16:22:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1171012 Uni-Pixel UNXL Electronic Components, Nec (3679) 752926437
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1228270 Alan Jeffrey Hawthorne C/O Uni-Pixel, Inc.
4699 Old Ironsides Drive, Suite 300
Santa Clara CA 95054
Ceo And President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-05-22 12,537 $0.39 318,014 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. Includes 100,000 shares of restricted common stock that vested 1/3rd on July 31, 2016, and the remaining 2/3rds which will vest 1/3rd on July 31, 2017 and 1/3rd on July 31, 2018, respectively.