Filing Details
- Accession Number:
- 0001033905-17-000057
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-22 15:09:43
- Reporting Period:
- 2017-05-18
- Filing Date:
- 2017-05-22
- Accepted Time:
- 2017-05-22 15:09:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1033905 | Luminex Corp | LMNX | Surgical & Medical Instruments & Apparatus (3841) | 742747608 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1105966 | Ii Walter G Loewenbaum | 12212 Technology Boulevard Austin TX 78727 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2017-05-18 | 25,000 | $20.80 | 763,753 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-05-18 | 10,000 | $0.00 | 753,753 | No | 4 | G | Direct | |
Common Stock | Acquisiton | 2017-05-18 | 10,143 | $0.00 | 763,896 | No | 4 | A | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | G | Direct | |
No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 879,528 | Indirect | Spouse |
Common Stock | 96,614 | Indirect | Partnership |
Common Stock | 462,947 | Indirect | Trusts |
Common Stock | 45,000 | Indirect | Limited Liability Company |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.78 to $20.81 inclusive. Mr. Loewenbaum undertakes to provide to Luminex Corporation, any security holder of Luminex Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- This total includes a distribution from an annuity trust of 22,366 shares into Mr. Loewenbaum's direct ownership in February 2017, and 147 dividend reinvestment shares on deferred vested RSUs for the April 14 dividend payable date.
- This total includes a distribution from an annuity trust in the amount of 22,366 in February 2017 into Lillian Loewenbaum's direct ownership, and a further transfer of 100,000 shares from a trust into Lillian Loewenbaum's direct ownership in May 2017.
- The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.