Filing Details
- Accession Number:
- 0001437749-17-009768
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-22 14:16:24
- Reporting Period:
- 2017-05-18
- Filing Date:
- 2017-05-22
- Accepted Time:
- 2017-05-22 14:16:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1120914 | Pdf Solutions Inc | PDFS | Services-Computer Programming Services (7371) | 251701361 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1218982 | Lucio Lanza | 333 W. San Carlos St. Suite 1000 San Jose CA 95110 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-05-18 | 15,000 | $10.43 | 335,623 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-05-18 | 15,000 | $16.61 | 320,623 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options (Right to Buy) | Disposition | 2017-05-18 | 15,000 | $10.43 | 15,000 | $10.43 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2017-05-29 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 121,720 | Indirect | By Lanza techVentures |
Footnotes
- Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple brokers' transactions at various market prices per share ranging from $16.51 to $16.70.
- These shares represent a grant of Stock Options (right to buy) granted on May 30, 2007 under the Company's Director Compensation Program (Total Options). 25% of the Total Options vested on May 30, 2008 and 1/48th of the Total Options vested on the 30th day of each month thereafter until fully vested.