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Home > Insider Trading > Filing (0000899243-17-013973)

Filing Details

Accession Number:: 0000899243-17-013973
Form Type:: 4/A
Zero Holdings:: No
Publication Time:: 2017-05-19 21:41:33
Reporting Period:: 2016-12-30

Filing Date:: 2017-05-19
Accepted Time:: 2017-05-19 21:41:33
Original Submission Date:: 2017-01-04
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1082506	Great Elm Capital Group Inc.	GEC	Services-Prepackaged Software (7372)	943219054

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1525202	Richard Chernicoff	C/O Great Elm Capital Group, Inc. 200 Clarendon St. 51St Floor Boston MA 02116	Chief Executive Officer	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2016-12-30	15,484	$3.29	188,362	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Footnotes

Amended share count represents 537additional shares purchased as a result of a finalized backstop purchase obligation in connection with a rights offering.